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Criterion 1 |
Proposed Action |
Timing |
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Time set aside for design of consultation document.
Para 1, pg7 |
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Consulted interested parties to secure co-operation prior to
publication of consultation document.
Para 2, pg7 |
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Let interested parties know about the likely timing of different
forms of consultation to supplement the consultation document.
Paras 3&4, pg 7 |
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Set aside sufficient resources for the consultation.
Para 6, pg 7 |
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Criterion 2 |
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The document explains which people and groups the consultation is
aimed at.
Para 1, pg 9 |
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Inclusion of an assessment of the impact of the proposals on
groups likely to be particularly affected.
Para 2, pg 9 |
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Document checked to assess whether a Regulatory Assessment/
Environmental Appraisal should be included.
Para 3, pg 9 |
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The document makes clear which parts of the United Kingdom it
relates to.
Para 4, pg9 |
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The document is clear about any aspects of an issue on which
decisions have been taken, or are inevitable.
Para 5, pg 9 |
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Document includes deadline for responses and timetable envisaged.
Para 6, pg 9 |
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Representative groups have been asked to give a summary of the
people and organisations they represent when they respond.
Para 7, pg 9 |
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Document makes clear that responses may be made public unless
confidentiality is specified.
Para 8, pg 10 |
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Criterion 3 |
Proposed Action |
Timing |
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The document includes a two-page summary
Paras1&2, pg 11 |
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Document is drafted in plain language and not too glossy or
elaborate.
Paras3&4, pg 11 |
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The document sets out the main information and competing
arguments relevant to a decision.
Para 5, pg 11 |
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A questionnaire has been included setting out key questions.
Para 6, pg 11 |
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E-mail as well as postal address given for responses.
Para 7, pg 12 |
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Paragraphs identified by numbers or letters.
Para 8, pg 12 |
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Contact given who can respond to consultees questions.
Para 9, pg 12 |
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Person identified who will pursue complaints or comments about
the consultation process.
Para 10, pg 12 |
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A check has been carried out to ensure that the consultation is
joined up within or across departments.
Para 11, pg12 |
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Consideration has been given to targeting the consultation
through umbrella bodies (eg trade and business organisations).
Para 12, pg12 |
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Criterion 4 |
Proposed Action |
Timing |
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The document has been made widely available (eg effective
communication with all interested, including rest of public sector).
Paras 1&2, pg 13 |
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Press release or similar announcement made about the
consultation.
Para 3, pg13 |
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Document made available free of charge in paper form or on a
website.
Paras 4, 5&6, pg 13 |
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Different methods of publicity considered eg targeting
publications; mailings, e-mail notices.
Para 7a&b, pg 13 |
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Consideration given to effectively reaching all groups.
Para 7 c,d&e |
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Criterion 5 |
Proposed Action |
Timing |
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A consultation period of at least 12 weeks has been given, and
where this was not possible, an explanation provided and special
measures taken to ensure consultation is still effective.
Paras 1,2,3&4, pg15 |
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A provisional view has been taken on dealing with requests for
deadlines to be extended.
Para 5, pg 15 |
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Criterion 6 |
Proposed Action |
Timing |
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Responses to consultations have been acknowledged.
Para 1, pg 16 |
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Responses analysed for: possible new approaches to the question;
evidence of impact of the proposals; levels of support among
particular groups.
Para 3, pg 16 |
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Full accounts as possible kept of both formal and informal
responses.
Para 4, pg 16 |
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Decisions in the light of consultation made promptly, with a
summary of views expressed.
Para 5, pg16 |
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Clear reasons for rejecting options given.
Para 5, pg 16 |
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Explanation given to respondents asking why individual proposals
have been rejected.
Para 5, pg 16 |
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Consideration given to a short consultation on significant new
issues raised.
Para 6, pg16 |
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Individual responses made available to anyone who asks (unless
those individuals or organisations have requested confidentiality).
Para 7, pg 16 |
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Criterion 7 |
Proposed Action |
Timing |
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The Dept’s/agency’s ‘consultation co-ordinator’ has
ensured that the code is complied with.
Paras 1&2, pg 18 |
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Procedures are in place to monitor and evaluate the consultation.
Paras 3&4, pg 18 |
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Ensure the monitoring and evaluation feeds into the annual
statistical and qualitative assessments of Departmental
consultations.
Para 5, pg18 |
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