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Code of practice on written consultation

Checklist

The checklist is also available in the following formats:

MS Word
Rich Text Format
Portable Document Format (PDF)

 

Criterion 1

Proposed Action

Timing

Time set aside for design of consultation document.

Para 1, pg7

 

 

Consulted interested parties to secure co-operation prior to publication of consultation document.

Para 2, pg7

   

Let interested parties know about the likely timing of different forms of consultation to supplement the consultation document.

Paras 3&4, pg 7

   

Set aside sufficient resources for the consultation.

Para 6, pg 7

   

Criterion 2

   

The document explains which people and groups the consultation is aimed at.

Para 1, pg 9

   

Inclusion of an assessment of the impact of the proposals on groups likely to be particularly affected.

Para 2, pg 9

   

Document checked to assess whether a Regulatory Assessment/ Environmental Appraisal should be included.

Para 3, pg 9

   

The document makes clear which parts of the United Kingdom it relates to.

Para 4, pg9

   

The document is clear about any aspects of an issue on which decisions have been taken, or are inevitable.

Para 5, pg 9

   

Document includes deadline for responses and timetable envisaged.

Para 6, pg 9

   

Representative groups have been asked to give a summary of the people and organisations they represent when they respond.

Para 7, pg 9

   

Document makes clear that responses may be made public unless confidentiality is specified.

Para 8, pg 10

   

Criterion 3

Proposed Action

Timing

The document includes a two-page summary

Paras1&2, pg 11

   

Document is drafted in plain language and not too glossy or elaborate.

Paras3&4, pg 11

   

The document sets out the main information and competing arguments relevant to a decision.

Para 5, pg 11

   

A questionnaire has been included setting out key questions.

Para 6, pg 11

   

E-mail as well as postal address given for responses.

Para 7, pg 12

   

Paragraphs identified by numbers or letters.

Para 8, pg 12

   

Contact given who can respond to consultees questions.

Para 9, pg 12

   

Person identified who will pursue complaints or comments about the consultation process.

Para 10, pg 12

   

A check has been carried out to ensure that the consultation is joined up within or across departments.

Para 11, pg12

   

Consideration has been given to targeting the consultation through umbrella bodies (eg trade and business organisations).

Para 12, pg12

   

Criterion 4

Proposed Action

Timing

The document has been made widely available (eg effective communication with all interested, including rest of public sector).

Paras 1&2, pg 13

   

Press release or similar announcement made about the consultation.

Para 3, pg13

   

Document made available free of charge in paper form or on a website.

Paras 4, 5&6, pg 13

   

Different methods of publicity considered eg targeting publications; mailings, e-mail notices.

Para 7a&b, pg 13

   

Consideration given to effectively reaching all groups.

Para 7 c,d&e

   

Criterion 5

Proposed Action

Timing

A consultation period of at least 12 weeks has been given, and where this was not possible, an explanation provided and special measures taken to ensure consultation is still effective.

Paras 1,2,3&4, pg15

   

A provisional view has been taken on dealing with requests for deadlines to be extended.

Para 5, pg 15

   

Criterion 6

Proposed Action

Timing

Responses to consultations have been acknowledged.

Para 1, pg 16

   

Responses analysed for: possible new approaches to the question; evidence of impact of the proposals; levels of support among particular groups.

Para 3, pg 16

   

Full accounts as possible kept of both formal and informal responses.

Para 4, pg 16

   

Decisions in the light of consultation made promptly, with a summary of views expressed.

Para 5, pg16

   

Clear reasons for rejecting options given.

Para 5, pg 16

   

Explanation given to respondents asking why individual proposals have been rejected.

Para 5, pg 16

   

Consideration given to a short consultation on significant new issues raised.

Para 6, pg16

   

Individual responses made available to anyone who asks (unless those individuals or organisations have requested confidentiality).

Para 7, pg 16

   

Criterion 7

Proposed Action

Timing

The Dept’s/agency’s ‘consultation co-ordinator’ has ensured that the code is complied with.

Paras 1&2, pg 18

   

Procedures are in place to monitor and evaluate the consultation.

Paras 3&4, pg 18

   

Ensure the monitoring and evaluation feeds into the annual statistical and qualitative assessments of Departmental consultations.

Para 5, pg18