A Guide to Quality Schemes
for the Public Sector
Foreword
From Peter Kilfoyle
The Government is committed to improving and modernising public services. The goal is
simple: to make services that are easier to use for the individual and that fit the way
people live their lives today. That means high quality services which:
 | put customers first;
|
 | encourage access and promote choice;
|
 | use new technology, especially IT, effectively;
|
 | are open and accountable;
|
 | work in partnership with others to ensure seamless delivery;
|
 | use resources effectively;
|
 | innovate and improve. |
Many of our best services meet these challenges. But too many do not. We want them all
to raise their game. This means: consulting and involving users and staff; setting high
standards; developing the skills and energies of those who work in them; benchmarking
performance against the best; and planning for the longer term.
This guide will show you how quality schemes can help you meet these challenges and
improve the standard of public service.
Each of these schemes has its own distinctive contribution to make. They complement
each other. I hope this guide will help you to select and apply the schemes to help you
improve standards of service.
In addition to issuing this guide, I am also pleased to highlight a new initiative for
enhanced co-operation between the scheme organisers. We are launching a joint quality
schemes task force which will work throughout 1999 to see how together we can help raise
quality.
I look forward to productive co-operation to enhance the contribution that each one of
these schemes makes.

PETER KILFOYLE
There is a variety of quality tools which can help the public sector meet the
challenges ahead. The key ones include:
They enable organisations to assess their strengths and weaknesses and encourage them
to adopt best practice. But, all too often, managers and staff do not understand how they
link together. It is vital that these tools are used as part of the move towards
Modernising Government rather than an end in themselves. This booklet will help you find
the scheme best suited to your needs.
All the schemes described in this booklet will enable you to judge your performance,
and each scheme has its particular strengths.
| Business Excellence Model |
a framework to help assess your organisations performance, both in
its results and the processes needed to achieve them, and identify where improvements are
needed |
| Investors in People |
a standard relating employee development to organisational goals and
performance |
| Charter Mark |
the governments award scheme which encourages and rewards
improvement in public service delivery |
| ISO 9000 |
a tool to help organisations ensure that their processes and documentation
enable them to meet their customers needs. |
Links Between the Schemes
As you can see, all four schemes have their own specific characteristics. While the
Business Excellence Model provides an overall framework for all an organisations
activities, Investors in People, Charter Mark and ISO 9000 look in much more detail at
ways of improving performance. You might say that the Business Excellence Model helps you
ask the right questions, and the other three schemes help you to find answers. How you use
them, and in what order is down to you. The Business Excellence Model will give you an
overview. The other schemes enable you to start by concentrating on a particular area.
Now we will look at the four quality schemes in more detail. At the end of each section
you will find details of how to obtain more information.
Back to contents
What is it?
The Business Excellence Model is a framework for assessing and then continuously
improving the performance of an organisation across the whole spectrum of its activities.
It was developed by the European Foundation for Quality Management (EFQM) and 200
companies across Europe, and is widely used by private and public sector organisations of
all sizes and for judging prestigious quality awards. The UK custodian of the Model is the
British Quality Foundation (BQF), a not-for-profit membership organisation.
The model is based on the premise that: Customer Satisfaction, People
Satisfaction and Impact on Society are achieved through Leadership driving Policy and
Strategy, Management of People, Resources and Processes leading ultimately to excellence
in Business Results. The percentage weightings represent a consensus view
of the relative importance of the nine criteria, but are only of direct relevance to
applicants for quality awards.
Do not be put off by the business terminology. Although initially designed for the
private sector, the Business Excellence Model has also proved invaluable to many public
and voluntary sector organisations.
The Model consists of nine criteria, divided into Enablers (the hows) and Results (the
whats).
The Enabler criteria are concerned with how the organisation conducts itself, how
it manages its staff and resources, how it plans its strategy and how it
reviews and monitors key processes.
The organisations Results are what it achieves. These encompass
the level of satisfaction among the organisations employees and customers, and its
impact on the wider community.
What does it involve?
The starting point for most organisations is to conduct a self-assessment against
the Model, which can range from a quick assessment to a fully evidenced and externally
validated report. The typical outputs are a score profile against the Model, and much more
importantly a prioritised improvement action plan. Consultancy support, publications,
software and training are available for organisations which need them from the BQF and
other sources licensed by them.
Self-assessment against the Business Excellence Model
 | identifies strengths and areas for improvement; |
 | provides year on year numerical assessment of performance against a widely recognised
model; |
 | provides an excellent understanding of the whole business at a reasonable cost; |
 | provides a framework which makes sense of all quality and improvement initiatives; |
 | generates fresh motivation for improvement; |
 | gives an insight into world class practice; |
 | facilitates comparison with a wide range of other organisations. |
How much does it cost ?
The resources required for self-assessment vary enormously according to the
methodology chosen, the degree of rigour required and the level of knowledge about the
Model which your organisation already has. As an example, first-time participants in the
Public Sector Benchmarking Project typically devote about £4000 and a total of 35 staff
days, spread among ten people and over six weeks, regardless of the organisations
size. This includes materials, training and consultancy support. There is a large number
of providers who offer a wide range of approaches, starting from the very basic at around
£100 (involving no external support) and going up to the rigorous and intensive with
commensurate prices.
Public Sector Benchmarking Project
The UK Public Sector Benchmarking Project aims to help organisations in the public
sector to improve their performance by conducting self-assessments against the Business
Excellence Model. It enables organisations to benchmark their performance against each
other and share best practice systematically with each other, the private sector and
ultimately public services in other countries. Involvement in the project has been
voluntary and over 100 public sector organisations have now taken part.
The project uses a framework agreement with four leading providers licensed by the BQF
to offer services to public sector organisations at a reduced rate. A database held by the
Civil Service College stores the outputs of self-assessments confidentially. Aggregated
data are published, so organisations can compare their performance with others, and the
College can put organisations in touch with others performing better than they are in a
particular area.
The UK Quality Award for Business Excellence and the European Quality Awards
Run by the BQF and EFQM respectively, these prestigious awards for Business
Excellence are based on self-assessment against the Business Excellence Model. Each
applicant submits a 75 page document which is considered by a team of assessors. Following
the paper assessment shortlisted candidates receive site visits, before a jury examines
the reports and comes to a decision.
Regional Quality Awards
Various organisations operate quality award schemes in different parts of the UK.
Contact the BQF for details of a scheme in your area.
How can we find out more ?
The British Quality Foundation
32-34 Great Peter St
London SW1P 2QX
Tel: 020 7 654 5000
Fax: 020 7 654 5001
E-mail: mail@quality-foundation.co.uk
Web site: www.quality-foundation.co.uk
Public Sector Benchmarking Project
Benchmarking Team
Cabinet Office
Admiralty Arch
The Mall
London SW1A 2WH
Tel: 020 7 276 1743
Fax: 020 7 276 1704
E-mail: nextsteps.ops@gtnet.gov.uk
Web site: www.cabinet-office.gov.uk/eeg
Back to contents
What is it?
Investors in People (IIP) is a national Standard for effective investment in the
training and development of people in order to achieve organisational goals.
Investors in People is a standard based on four key principles:-
 | A commitment, from the top, to develop all employees. |
 | A regular review of the training and development needs of employees and a plan to meet
those needs. |
 | Action to train and develop individuals throughout their employment. |
 | The measurement of the organisation's success in using its investment in training and
development effectively. |
IIP is open to any organisation of any size from any sector. Individual units of, for
example, a large Government Department or local authority may pilot the Standard as part
of an overall strategy for achievement, or may go for the standard in their own right if
they have the authority to do so from their parent department.
What does it involve?
Becoming an Investor in People involves a number of stages:-
 | Information Gathering - including finding out more about the Standard and talking
to your local Training and Enterprise Council (TEC) in England and Wales, Local Enterprise
Company (LEC) in Scotland or Training and Employment Agency (TEA) in Northern Ireland. |
 | Initial assessment - to identify how your organisation measures up to the
national standard and identify action to close any gaps. |
 | Develop people and processes as necessary. |
 | Further assessment - once your organisation meets the Standard it will be
formally recognised as an Investor in People and can publicise this through use of the
logo. |
 | Re-assessment - an organisation can either be re-assessed after three years or by
using the 12-15 month option. Both should ensure that continuous improvement becomes an
integral part of the Standard. |
What does it cost?
IIP Assessors charge £550 per day but the total cost of assessment will depend on
the size of the organisation, the number of employees and the number of sites involved.
How long does it take?
The length of time between making a commitment to achieve the Standard and being
recognised will vary from typically six months to two years, depending on the extent of
development needed in the organisation.
The benefits of IIP
The benefits of IIP can be seen both for the organisation and the individuals
within it:-
For the organisation
 | a more systematic approach to training |
 | a clearer focus on training based on business needs |
 | improved employee communications |
 | a better understanding of the business among employees |
 | a higher level of motivation among the workforce |
 | a more skilled workforce |
 | better value from their training spend |
 | increased profitability |
For the individual
 | increased job satisfaction |
 | the training and development to enable them to do a good job |
 | recognition and structured development |
 | a greater sense of pride in the organisation |
 | improved motivation and commitment |
How can we find out more?
Investors in People UK
4th Floor
7-10 Chandos Street
London W1M 9DE
Tel: 020 7 467 1900
Fax: 020 7 636 2386
E-mail: information@iipuk.co.uk
Website: www.iipuk.co.uk/
Peter Jones
Development Adviser
Cabinet Office
Admiralty Arch
The Mall
London SW1A 2WH
Tel: 020 7 276 1599
Back to contents
What is it ?
Charter Mark is the governments award scheme for encouraging and rewarding
improvement in public services. Those services that are assessed as providing an excellent
standard of service get the public recognition of the Charter Mark Award. Every applicant
gets an expert independent assessment and detailed feedback on how to improve.
Charter Mark focuses on the outcome for the customer. It is the only major public
service award that concentrates on the quality of service that users actually receive. It
is a flexible, easy to understand and applicable to all sizes of public sector
organisations delivering services direct to the public. Charter Mark is a standard of
excellence, not a competition. There is no limit to the number of winners and the numbers
continue to grow.
Some 4000 organisations have now applied for Charter Mark, nearly 1200 currently hold
the award. Those who fall just below the award standard receive a certificate of
commendation.
Organisations are assessed against ten criteria which deal with aspects such as service
standards, access and choice, fair treatment, the effective use of resources and an
accessible complaints and redress system.
All applicants automatically receive a feedback report from assessors identifying areas
of weakness and making suggestions for improvement . Applicants can also attend a feedback
meeting where they can discuss their application in more detail.
What does it involve?
Organisations submit a twelve page application which must be supported by evidence
(no more than a box file). This is to show a high standard of service provision against
each of the ten criteria. Help is available to intending applicants in the form of an
assessor helpline and a programme of seminars where experienced assessors describe the
evidence required and Charter Mark holders describe their experiences and give advice.
After submitting an application and being assessed, nearly all organisations receive a
visit from an assessor who tests the evidence, follows up issues raised in the application
and talks to users and staff. The final decision is taken by an independent judging panel.
How much does it cost ?
There is currently no charge. The main cost to an organisation is time spent
preparing the application
How long does it take ?
Five-six months from receipt of your application.
Benefits
 | Free audit: experienced assessors give detailed feedback on the
organisations performance. A recent study showed that 92% of winners implemented
assessors feedback recommendations |
 | Benchmarking: measured against the best public services |
 | Recognition and positive publicity: national and local |
 | Motivation and team building: rewards front-line staff and can give a
big boost to morale |
How can we find out more ?
Charter Mark Awards Team
Cabinet Office
Admiralty Arch
The Mall
London SW1A 2WH
Tel: 020 7276 1755 - for general enquiries only
Fax: 020 7 276 1704 - for general enquiries only
Tel: 0845 30 40 430 - for the application helpline
Tel: 0845 722 32 42 - for copies of Charter Mark documents and other
Service First guides
E-mail: chartermark@cabinet-office.gov.uk
Website: www.chartermark.gov.uk
Back to contents
What is it ?
ISO 9000 originated in the UK as BS 5750, the British Standard for quality
management systems. It is now the established world-wide standard for quality management
systems to support supplier customer relationships having been adopted by 50,000 companies
in the UK and over 127,000 world-wide.
It is a tool to help organisations ensure that their processes and documentation enable
them consistently to meet their customers needs and expectations.
What does it involve?
To become registered to the standard an organisation needs to review and document
its procedures in accordance with the requirements of this international standard, then
prepare a quality manual and submit its management system to a third party for assessment.
In other words organisations must:
 | Say clearly what they do; |
 | Capture this in a quality manual; |
 | Ensure they do what they say; |
 | Make sure their actions are effective; |
 | Make improvements to what they do. |
Once the quality system is in place and established there is an independent assessment
by a certified body to check conformity with the requirements of the standard and to
ensure that declared procedures are working in practice. Once the organisation is
successfully registered it will continue to be visited at regularly intervals each year to
ensure that the standard is maintained.
ISO 9000 is sufficiently flexible in its application and can be implemented
successfully in any public sector organisation. Its application range can be from council
chambers to a simple customer service role.
How much does it cost ?
Depends on the size and complexity of the organisation, but a typical organisation
of between 60 and 70 people could expect to pay £1500 - £2600 for the initial assessment
and £1400 each year for the continuing assessment audits.
How long does it take ?
The length of time leading up to assessment depends entirely upon the current state
of the organisations management system and the need to develop consistent working
practice to comply with the standards requirements. Frequently the process of
implementation through to assessment can be complete in 6 to 9 months.
Benefits
The initial pressure from customers is inevitably overtaken by the internal energy
created from working in a better managed organisation. Real benefits include:
Improved efficiency
Better use of time and resources
Improved consistency of service performance and therefore higher levels of customer
satisfaction
Improved public perception of organisations image
Improved communication, morale and job satisfaction: staff understand what is expected
of them
Transparent communication and processes.
How can we find out more ?
British Standards Institution
389 Chiswick High Road
London W4 AL
Tel: 020 8 996 7327
Fax: 020 8 996 7400
E-mail:info@bsi.org.uk
Website:www.bsi.org.uk
For details of accredited certification bodies
United Kingdom Accreditation Service
21-47 High Street
Feltham
Middlesex TW13 4UN
Tel: 020 8 917 8400
Fax: 020 8 917 8500
Website: www.ukas.com
Back to contents
The Government is committed to ensuring that efficiency is combined with a higher
quality service that satisfies customers of all public services. As we have seen, there is
a number of tools that can help, but there is no right route through the quality maze. The
path you choose for your organisation will depend on its particular circumstances.
You will need to ask yourself whether you want:
 | an overview of performance: Business Excellence Model |
 | to improve your customer service: Charter Mark |
 | to develop staff: IIP |
 | to improve the way you manage your processes: ISO 9000. |
Many organisations find it helpful to embark on more than one scheme at the same time.
They are essentially complementary. Collectively they can help improve all aspects of your
operation and they all encourage you constantly to review performance and improve.
Contact addresses and telephone numbers:
Business Excellence Model
The British Quality Foundation
32-34 Great Peter St
London SW1P 2QX
Tel: 020 7 654 5000
Fax: 020 7 654 5001
E-mail: mail@quality-foundation.co.uk
Web site: www.quality-foundation.co.uk
Public Sector Benchmarking Service
Benchmarking Team
Cabinet Office
Admiralty Arch
The Mall
London SW1A 2WH
Tel: 020 7276 1765
Web site: www.benchmarking.gov.uk
Investors in People
Investors in People UK
4th Floor
7-10 Chandos Street
London W1M 9DE
E-mail: information@iipuk.co.uk
Website: www.iipuk.co.uk/
Tel: 020 7 467 1900
Fax: 020 7 636 2386
Peter Jones
Development Adviser
Cabinet Office
Admiralty Arch
London SW1A 2WH
Tel: 020 7276 1599
Charter Mark
Charter Mark Awards Team
Cabinet Office
Admiralty Arch
The Mall
London SW1A 2WH
Tel: 020 7276 1755 - for general enquiries only
Fax: 020 7 276 1704 - for general enquiries only
Tel: 0845 30 40 430 - for the application helpline
Tel: 0845 722 32 42 - for copies of Charter Mark documents and other
Service First guides
E-mail: chartermark@cabinet-office.gov.uk
Website: www.chartermark.gov.uk
ISO 9000
British Standards Institution
389 Chiswick High Road
London W4 AL
Tel: 020 8 996 7327
Fax: 020 8 996 7400
E-mail:info@bsi.org.uk
Website:www.bsi.org.uk
For details of accredited certification bodies
United Kingdom Accreditation Service
21-47 High Street
Feltham
Middlesex TW13 4UN
Tel: 020 8 917 8400
Fax: 020 8 917 8500
Website: www.ukas.com |