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Annex A
Examples of current public service
complaints review arrangements

 

The types of complaints review arrangements in place vary considerably in scale, workload and cost. If you are a smaller public service, you may be able to share a reviewer, or appoint someone part time. Or you may want to make arrangements that allow you to call on a reviewer only when you need one. Whatever you decide, you should advertise your arrangements so that users are aware of your full complaints procedure.

Example 1 The Adjudicator for the Inland Revenue, Customs and Excise and the Contributions Agency - Dame Barbara Mills QC.

Contact:

Mike Savage
Head of Office,
The Adjudicator's Office
Haymarket House
28 Haymarket
London
SW1Y 4SP

Phone: 020 7 930 2292.

Fax: 020 7 930 2298.

E-mail: adjudicators@gtnet.gov.uk

Web site: www.open.gov.uk/adjoff/aodemo1.htm

Set up: 1993

Aims:

To investigate complaints from people and businesses about how the Inland Revenue, Customs and Excise and the Contributions Agency have handled their affairs.

Staff employed: About 45

Number of complaints each year: About 3,300

Yearly budget: About £1.5 million.

The Adjudicator's independence is protected by contracts with each of the three organisations she covers.

Example 2 Driver and Vehicle Licensing Authority Independent Mediator - Elizabeth Hodder.

Contact:

Barbara Williams
Driver and Vehicle Licensing Agency
(DVLA)
Corporate Services
Longview Road
Swansea
SA6 7JL

Phone: 01792 782070.

Fax: 01792 782472.

Set up: 1994

Aims:

To work for the Chief Executive and executive directors of the DVLA investigating cases referred by the Chief Executive.

Staff employed: 1 - the mediator, who is called on when needed.

Number of complaints each year: 8 cases since 1994

Yearly budget: Under £3,000.

Example 3 The Independent Complaints Advisor for the Driving Standards Agency - Elizabeth Hodder.
Contact:

Mr Bob Jarvis
Customer Service Manager
Driving Standards Agency
Stanley House
56 Talbot Street
Nottingham
NG1 5GU

Phone: 0115 901 2511.

Fax: 0115 901 2510.

Direct contact: Mrs Elizabeth Hodder

Independent Complaints Advisor

Driving Standards Agency

PO Box 347

CB2 2XN

Set up: 1996

Aims:

To work for the Chief Executive of the Driving Standards Agency investigating cases referred by the Chief Executive.

Staff employed: 1 - the advisor, who is called on when needed.

Number of complaints each year: 7

Yearly budget: Under £3,000.

Example 4 Highways Agency Independent Mediator - Elizabeth Hodder.

Contact:

Mike Franklyn
Room 13/ 18
Highways Agency
St Christopher House
Southwark Street
London
SE1 0TE

Phone: 020 7 921 4031.

Fax: 020 7 921 4899.

Set up: 1997

Aims:

To work for the Chief Executive and executive directors of the Highways Agency investigating cases referred by the Chief Executive.

Staff employed: 1 - the mediator, who is called on when needed.

Number of complaints each year: 1

Yearly budget: Under £1,000.

Example 5 Vehicle Inspectorate Independent Mediator - Elizabeth Hodder.

Contact:

Karen Donaldson
Agency Secretariat
Vehicle Inspectorate
Berkeley House
Croydon Street
Bristol
BS5 0DA

Phone: 0117 954 3274.

Fax: 0117 954 3303.

Set up: Late 1995

Aims: To investigate cases referred by the Vehicle Inspectorate's Chief Executive.

Staff employed: 1 - the mediator, who is called on when needed.

Number of complaints each year: 1 since 1995

Yearly budget: No specific budget. Paid on a case-by-case basis.

Example 6 Independent Case Examiner for the Child Support Agency - Ms Anne Parker.

Contact:

Independent Case Examiner
for the Child Support Agency
PO Box 155
Chester

Phone: 0151 801 8809.

Fax: 0151 801 8801.

Set up: 1997

Aims: To provide an independent service for complaints about maladministration by the Child Support Agency.

Staff employed: About 40

Number of complaints each year: 852 in the first 10 months

Yearly budget: About £1 million.

Example 7 Prisons Ombudsman - Sir Peter Woodhead.
Contact:

Prisons Ombudsman's Office
Ashley House
2 Monck Street
London
SW1P 2BQ

Phone: 020 7 276 2876.

Fax: 020 7 276 2860.

Set up: 1994

Aims: To investigate complaints from prisoners about decisions relating to them which have been made by prison staff and other people working in prisons.

Staff employed: 18

Number of complaints each year: About 2,000

Yearly budget: £700,000.

Example 8 Complaints Audit Committee of the Immigration and Nationality Directorate (IND).

Contact:

Secretary to the Complaints Audit
Committee
IND Complaints Unit
Room 809
Apollo House
36 Wellesley Road
Croydon
CR9 3RR

Phone: 020 7 760 8052.

Fax: 020 7 760 8250 or 8226.

Set up: 1 January 1994

Aims: To monitor IND's complaints system.

In particular:

to make sure the procedures for
investigating complaints are
effective;

to draw IND management's attention
to any weaknesses; and

to make a yearly report to the Home
Secretary.

The committee has access to all papers on complaints but is not involved in investigating individual complaints or decisions in individual cases.

Staff employed: 3 part time

Number of complaints each year: 500 formal complaints

Yearly budget: £30,000.

Example 9 War Pensions Committees: sub-committee complaints.

Contact:

The Clerk to the War Pensions
Committees
War Pensions Welfare Office
Barry House
67-69 London Road
Preston
PR1 4DE

Phone: 01772 884429.

Fax: 01772 884336.

Set up: 1948

Aims:

To make recommendations to the War Pensions Agency on individual complaints and on general policy questions.

To consider complaints made to the War Pensions Committee by people claiming pensions or allowances.

Staff employed: There are 29 committees around the UK. Sub-committees consist of the chairman or vice chairman and two members.

Number of complaints each year:

1993 - 228
1994 - 303
1995 - 305

Yearly budget: £80,000 to run the 29 committees
(committee members are not paid).

Example 10 Independent Complaints Reviewer to HM Land Registry - Mrs Jodi Berg.
Contact:

Mrs Jodi Berg
Newspaper House (First Floor)
8-16 Great New Street
New Street Square
London
EC4A 3EU

Phone: 020 7 583 1172.

Fax: 020 7 583 1173.

E-mail: icr2hmlr@icrev.demon.co.uk
Web site: www.icrev.demon.co.uk/icrbook.htm
Set up: 1998

Aims:

The Independent Complaints Reviewer is available to people who have reached the end of the Land Registry's internal complaints procedure and are still not satisfied. Her role is to decide whether there has been maladministration, including failure to meet standards of service, quality, speed and performance as published in the Land Registry's Statement of Charter Standards.

Staff employed: 1 part time - the Independent Complaints Reviewer.

1 full time - assistant to the Independent Complaints Reviewer.

Number of complaints each year: 0

Yearly budget: 0

Example 11 Office for Standards in Education Complaints Adjudicator - to be appointed.
Contact:

Andrew Fermie
Compliance Officer
Office for Standards in Education
6th Floor
Alexandra House
29-33 Kingsway
London
WC2B 6SE

Phone: 020 7 421 6698.

Fax: 020 7 421 6701.

Set up: Summer 1998

Aims:

To make sure that complaints arising from inspections are dealt with fairly, thoroughly and quickly. The Adjudicator will make an annual report to OFSTED which will focus on strengths and weaknesses in complaints handling. (This report will be available to the public.) The Adjudicator will also make recommendations on how procedures can be improved.


Staff employed: 0

Number of complaints each year: 0

Yearly budget: 0

Example 12 Cambridge City Council Internal Ombudsman - Ms Vanessa Connolly.
Contact:

Vanessa Connolly
Cambridge City Council
The Guildhall
Cambridge
CB2 3QJ

Phone: 01223 457072.

Fax: 01223 457009.

E-mail: VanessaC@Cambridge.gov.uk
Set up: 1992
Aims:

To provide an independent service for investigating complaints about the council's services if the person who has complained is not happy with the reply from the relevant council department.

Staff employed: 1 part time - the ombudsman.
Number of complaints each year: About 60

Yearly budget: £10,610.

Example 13 Harlow College Ombudsman - Terry James.
Contact:

Terry James
College Ombudsman
Harlow College
College Square
The High
Harlow
Essex
CM20 1LT

Phone: 01279 868000.

Fax: 01279 868260.

Set up: 1994

Aims:

To investigate and report to the college principal on all complaints received from students, parents and sponsors.

To produce reports and analyses of complaints at least twice a year.

To give advice to the college principal on the complaints policy and procedures.

To give advice to the college principal on changes to the College Charter.

Staff employed: 1 part time - the college ombudsman.

Number of complaints each year: About 140 formal complaints

Yearly budget: £12,000.

Example 14 Kent Probation Service Complaints Scheme Independent Adviser - Mr Brian Munday.
Contact:

Mr Brian Munday
Director of Social Work Studies
University of Kent
Faculty of Social Sciences
Keynes College
Canterbury
CT2 7NP

Phone: 01227 764000.

Fax: 01227 475472.

Set up: 1993

Aims:

To monitor the effectiveness of the complaints procedure and make sure it meets published standards.

To report to the Kent Probation Committee each year.

To deal with complaints which have not been sorted out and to give advice to the committee.

Staff employed: 1 part time-the adviser.

Number of complaints each year: 65 in 1994 to 1995 and 2 individual cases referred for advice

Yearly budget: Hardly any - only administration costs and adviser's fees and expenses.

Example 15 Swale Borough Council Arbitrator - Mr Dick Mallaby.
Contact:

Ms Sue Parry
Personal Assistant to Chief Executive
Swale Borough Council
Swale House East Street
Sittingbourne
Kent
ME10 3HT

Phone: 01795 417394.

Fax: 01795 417217.

Set up: 1992

Aims:

The Arbitrator judges whether Swale Council has delivered good service. He provides independent advice for matters that would otherwise have involved the Local Government Ombudsman. The person who has complained can still contact the Local Government Ombudsman if they are not satisfied with the Arbitrator's decision.


Staff employed: 1 part time - the arbitrator.

Number of complaints each year: About 6

Yearly budget: Hardly any - just arbitrator's attendance allowance and expenses.

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